Index for "4th Edition, Chapter 17"
In Paul Davidson and Ashley Tatham v FSA , 7
September 2006 Davidson and Tatham successfully
appealed against FSA fines of £750,000 and £100,000
respectively for market abuse and the Financial
Servi...
The Court of Appeal held that evidence
obtained in the course of FSA enquiries could be
released to third parties for use in private
lawsuits, notwithstanding the provisions of
Sections 348 and 391 of...
By virtue of the
Financial Services and Markets Act 2000,
section 225 the Financial Ombudsman Service
provides a service "under which … disputes may be
resolved quickly and with minimum formality". ...
