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This site is based on Disciplinary and Regulatory Proceedings, 5th and 6th Editions.
Out now: Passion, Poison and Power, Brian Harris' new book
on the Murder of Sir Thomas Overbury
Learn moreOrder online.

Index for "Andrew Carnes"

About the authors

Brian Harris OBE QC, formerly head of professional conduct at the Institute of Chartered Accountants in England and Wales and chairman of the disciplinary tribunals of two City regulators, is a consul...

About the book

Disciplinary and Regulatory Proceedings -- by -- Brian Harris OBE, QC -- contributing editor: -- Andrew Carnes , barrister, of 4/5 Gray's Inn Square -- "The established work and the first source of re...

An Overview of Enforcement Processes of the Financial Services Authority

Founding principles of the FSA -- Information gathering and investigation powers -- Decision making and the role of the Regulatory Decisions Committee -- Discipline of authorised firms and approved pe...

Contact us

Brian Harris: (email) -- Andrew Carnes: (email) -- We regret that we cannot advise here on individual cases. -- The publisher of Disciplinary and Regulatory Proceedings , Jordans: regulatorylaw@jordan...

Freedom of Information Act 2000

Introduction -- The Freedom of Information Act 2000 (the Act) came into force on the 1st January 2005. The Act provides that anyone may request information from a public authority in England, Wales an...