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Index for "Updates"

A lawyer’s right to criticize under Article 10

The applicant was representing a client in administrative criminal proceedings for alleged breaches of the Frozen Food Labelling Decree. In written submissions prepared in those proceedings the applic...

AADB

Accountancy & Actuarial Discipline Board: Efficient and effective changes to Disciplinary arrangements -- The Accountancy & Actuarial Discipline Board ("AADB") is the independent, investigative and di...

Acquittals in criminal proceedings

‘A moment's thought will suffice to demonstrate that the mere fact of an acquittal in criminal proceedings cannot be the be all and end all of the matter for other purposes. Supposing, for example, ...

Adjournments

In the case of Khan v General Teaching Council for England [2010] EWHC 3404 (Admin) Ouseley J said that it was necessary for the appellant to show that the refusal of an adjournment was outside the pr...

Appeal against fitness to practise decisions

The appellate jurisdiction of the court is helpfully summarised by Foskett J in the case of Sheill v The General Medical Council [2008] EWHC 2967 (Admin) at paras 12-15.

Appeals against decisions of the Fitness to Practise Panel

In the case of Raschid v General Medical Council [2007] 1 WLR 1460 Laws LJ stressed that there were two particular strands in the relevant learning which needed to be taken into account. One different...

Appeals from FTP Panel

In the case of Nagiub v General Medical Council [2011] EWHC 366 (Admin) Foskett J set out the parameters for hearing appeals from a decision of a Fitness to Practise panel as follows: -- "An appeal un...

Appeals from interim orders

Hearing an appeal from a judge of first instance Lady Justice Arden said, ‘The judge held that the court "naturally [paid] great respect to the view of the evidence taken by the Interim Orders Panel...

Appeals from the SDT

The legal principles that apply on an appeal under section 49 of the Solicitors Act 1974were summarized by Cranston J in Levy v Solicitors Regulation Authority CO/12515/2010: -- ‘An appeal lies to t...

Appeals to the Court

In Marinovitch v GMC , 24 June 2002, Lord Hope giving the judgment of the board said:

--

"28. In the appellant's case the effect of the committee's order is that his erasure is fo...

Arbitration

The procedure for the appointment of an arbitrator exists at least in part for the protection of the parties to the arbitration. A departure from the procedure would render the award a nullity: Sumuka...

Articles 6 and 8

The Royal College of Nursing & Ors, R (on the application of) v Secretary of State for the Home Department & Anor [2010] EWHC 2761 (Admin) -- The High Court has ruled that a scheme which prohibits peo...

Autrefois acquit

Even assuming there has been an acquittal by a criminal court, the double jeopardy rule has no application save to other courts of competent jurisdiction and there is therefore no bar to the bringing ...

Bar Standards Board - the future of the Bar's complaints and disciplinary processes

Bar Standards Board - the future of the Bar's complaints and disciplinary processes -- The Bar Standards Board was established in January 2006 as a result of the Bar Council separating its regulatory ...

Chapter 4: Bringing office into disrepute

Misuse of office can obviously bring disrepute on the office, but personal misconduct will be unlikely to do so. Per Collins J in Livingstone v Adjudication Panel for England [2006] EWHC 2533 (Admin)....

Chapter 4: By what professional standard is bad work to be judged?

It has been held that the standard to be expected of a doctor is ‘that applicable to the post to which he was appointed and the work he was carrying out.’ Holton v General Medical Council [2006] E...

Chapter 12: Probative value of a civil judgment

It has been said that there can be ‘no reasonable objection to the Solicitor’s Disciplinary Tribunal reading ( the judgment of a Chancery Judge in a related matter ), provided it was clear and rig...

Chapter 13: Taking a plea

The practice of taking a formal plea of guilty is not inconsistent with Article 6 of the ECHR: X v UK (Application no 5076/71). March 1972; Revitt, Borg and Barnes v Director of Public Prosecutions [2...

Chapter 14: Costs against a regulator

The comment of Moses LJ in Baxendale Walker v The Law Society [2006] EWHC 643 that, ‘Absent dishonesty or lack of good faith a costs order should not be made against a regulator unless there is good...

Chapter 14: Costs against the prosecutor

In Attorney General of Gibraltar v Shimidzu (Andrew Ivan Berllaque, Intervenor) (2005) 20 BHRC 223 the Privy Council expressed the view that, 'The jurisprudence on the European Convention lends no sup...

Chapter 14: Interim orders

In the case of an interim order against a doctor, Article 6 of the ECHR is not normally engaged. All that is required is that the tribunal acts speedily and on the basis of credible evidence: R (on th...

Chapter 14: The proper approach to imposing sanctions

The courts are increasingly stressing the importance of tribunals considering all sanctions before imposing a greater sanction. For example, a finding of the Disciplinary Committee of the Royal Colleg...

Chapter 16: Law Society intervention orders

In an appeal against a statutory intervention order made by the Law Society remarks were made which would seem to have a wider application than their particular context. -- The making of an interventi...

Civil rights and obligations

The concept of “civil rights and obligations” cannot be interpreted solely by reference to the domestic law of the respondent State: Leela Förderkreis E.V. and Others v. Germany [2009] 49 EHRR5.

Clarity of allegations

A properly drafted statement of allegations will set out a summary of the facts relied upon. It would be helpful if those facts are set out concisely and in chronological order. The reader should not ...

Collateral attacks on disciplinary findings

It is an abuse of process to initiate court proceedings for the purpose of mounting a collateral attack upon a final decision which had been made in disciplinary proceedings in which the intending cla...

Composition of tribunal

The Northern Ireland High Court upheld a finding of a Conduct and Competence Committee of the Nursing and Midwifery Council. the complainant had argued that whilst dismissing two charges based on the ...

Conditions of Registration

In Udom v GMC [2010] Med LR 37. Hickinbottom J held that it would be an error of law for the Fitness to Practise Panel to impose conditions on registration which are in effect incompatible with regist...

Confidentiality in arbitrations

‘The conduct of arbitrations is private. That is implicit in the agreement to arbitrate. That does not mean that the arbitration is private for all purposes. Prior to the modern arbitration legislat...

Confidentiality of data in the hands of a regulator

Communication of confidential information between one regulator to another or between different arms of a regulator is commonplace. It is not alway appreciated that such action may raise difficult iss...

Costs against a disciplinary body

'It is clear that the ordinary rule of costs following the event does not apply in disciplinary proceedings. A disciplinary body is not in the same position as a party in ordinary civil litigation. It...

Costs against a regulator

A decision of the Court of Appeal in relation to the award of costs against a prosecutor in a magistrates’ court would seem to have relevance to the award of costs in disciplinary proceedings agains...

Costs in disciplinary proceedings

The proper approach to the award of costs for proceedings before the Disciplinary Committee of the Royal College of Veterinary Surgeons and other professional bodies was summarised by the Judicial Com...

Costs on suspension

There could be no general rule that the tribunal should not impose an order for costs in addition to an order for the suspension of a solicitor. Whether or not an order for costs, in addition to a sus...

Curing defects on appeal

‘…(W)here an apparently sensible appeal structure has been put in place, the court is entitled to approach the matter on the basis that the parties should have been taken have agreed to accept wha...

Data Protection

Exemptions -- In addition to the general data exemption provisions of section 31 of the Data Protection Act the following exemptions relevant to this work have been added by statute: -- (4B) Personal ...

Data Protection Act 2003

On 24 October 2007 the Data Protection Act 1998 was amended in many important respects by the Data Protection Act 2003.

Data Protection and Freedom of Information

For official guidance and resources for justice professionals and practitioners on the Data Protection Act 1998 and The Freedom of Information Act 2000 see the government web site, http://www.justice....

Departure from foreign penalties

The appellant claimed that when giving its reasons the Panel failed to explain to the appellant so that he and others interested in the outcome could clearly understand why it had decided to impose a ...

Disclosure

It follows from the reasoning of the Strasbourg Court in A and others (2009) 49 EHRR 29, as interpreted by the House of Lords in AF (No 3) [2009] 3WLR74 that [a claimant] in civil proceedings attracti...

Disclosure: Equality of arms

‘One of the elements of the broader concept of a fair trial is the principle of equality of arms, which requires each party to be given a reasonable opportunity to present his or her case under cond...

Discovery

LUKE MIGGIN (A MINOR, SUING BY HIS MOTHER AND NEXT FRIEND EMILY MIGGIN) -- v. -- HEALTH SERVICE EXECUTIVE AND MICHAEL GANNON [2010] IEHC 169 -- HIGH COURT OF IRELAND -- 1. This case concerns an appeal...

Dishonesty in Disciplinary Proceedings

The decision of the Court of Appeal in Bultitude (Bultitude v Law Society [2004] EWCA Civ 1853) stands as binding authority that the test to be applied in the context of solicitors' disciplinary proce...

Does the application of Article 6 depend on the outcome the proceedings or the powers of the tribunal?

In the fifth edition of our book, Disciplinary and Regulatory Proceedings we offered the comment that, ‘It is somewhat difficult for an English lawyer to comprehend that the outcome of proceedings c...

Double jeopardy

Dealing with an application for stay of proceedings by a doctor against whom disciplinary proceedings had been brought following his acquittal of offences relating to the same grounds as the proceedin...

Effects of a disciplinary finding in disciplinary proceedings

Where the issues in a civil action overlap to a significant degree with those in disciplinary proceedings (in this case a finding of dishonesty) and it would be expensive and time-consuming to require...

Environmental information

A Mr. Michael Bruton requested environmental information concerning an oyster farm from the Duchy of Cornwall. This request was refused by the Information Commissioner on the basis that the Duchy did ...

Equality Act 2010

THE EQUALITY ACT 2010 -- A NOTE FOR PROFESSIONAL REGULATION -- 1. Pre-existing legislation governing racial and disability discrimination has now been consolidated in the Equality Act of 2010. Further...

Estoppel

In Coke-Wallis v Institute of Chartered Accountants In England and Wales [2009] EWCA Civ 730 it was held that the rule in Henderson v Henderson did not prevent a disciplinary tribunal from bringing di...

Evidence and human rights

In Peric v Croatia [2008] ECHR 239 the European Court of Human Rights said, "The Court reiterates that while Article 6 of the Convention guarantees the right to a fair hearing, it does not lay down a...

Evidence of disability

The Social Security Commissioner has given the following guidance on how the evidence of an approved disability analyst should be assessed. -- 1. In so far as the advice consists of an explanation, it...

Exhaustion of domestic remedies

Where the Government claims non-exhaustion of domestic remedies they must satisfy the Court that the remedy proposed was an effective one available in theory and in practice at the relevant time, that...

Expert evidence: need for personal examination

The fact that a witness who gives an opinion has not examined, or even seen, the claimant does not render the evidence inadmissible. It is, though, relevant to the value that the tribunal may give to ...

Expert witnesses

An expert witness has no immunity from suit in negligence: Jones v Kaney [2011] UKSC 13.

Extraterritoriality

In the case of Swanney v Full Decision of the General Medical Council's Fitness to Practice Panel [2008] ScotCS CSIH_35 it was held that: -- Section 36(1)(b) of the Medical Act 1983 (which deals with ...

Fitness to practise

Mrs Justice Cox recently drew attention to the ‘helpful and comprehensive approach to determining a doctor’s fitness to practise formulated by Dame Janet Smith in her Fifth Report from Shipman . A...

Fitness to practise considerations

"It must be highly relevant in determining if a doctor's fitness to practice is impaired that first his or her conduct which led to the charge is easily remediable, second that it has been remedied an...

Fitness to practise grounds

Elias LJ has summarized the law concerning fitness to practise as follows: -- (1) Misconduct is of two principal kinds. First, it may involve sufficiently serious misconduct in the exercise of profess...

Fitness to practise skills

‘(I)t must behove a FTP Panel to consider facts material to the practitioner's fitness to practice looking forward and for that purpose to take into account evidence as to his present skills or lack...

Freedom of expression

The scope of the right to freedom of expression under Article 10 of the European Convention were comprehensively reviewed by the European Court of Human Rights in the case of Kulis v Poland - 15601/02...

Freedom of Information and data protection

Advice on the interaction of the Freedom of Information and the Data Protection laws was given in the House of Lords in a Scottish context. It was said that, -- ‘There is much force in Lord Marnoch'...

Fresh evidence

In this case the Court of Appeal upheld a decision of Silber J. dismissing the appeal on the ground of fresh evidence of a radiographer, against the decision of a panel of the Conduct and Competence C...

FSA power to prosecute

R v Rollins [2010] UKSC 39– CASE NOTE -- This important decision of the Supreme Court substantially extends the prosecutorial powers of the FSA – and possibly other regulators. -- Mr Neil Rollins,...

FTP Panel not to introduce prejudicial matter.

In Cohen v GMC [2008] EWHC 581 (Admin), Silber J at para 48 said that findings in relation to any particular charge at stage one 'must be focused solely on the heads of the charge themselves'. See als...

GMC Fitness to Practise panel

Rashid v. General Medical Council, Fatani v. GMC (2007) 1 WLR 1460 -- 4. These two appeals from the GMC Fitness to Practice Panel reaffirmed the principal purpose of the Panel namely the preservation ...

GMC Registrar

REMEDY UK LIMITED, R (ON THE APPLICATION OF) v. GENERAL MEDICAL COUNCIL [2010] EWHC 1245 (ADMIN) 28TH MAY 2010 -- 1. This case restates and clarifies (i) the role of the Registrar in his function to r...

GMC sanctions

The approach of the High Court to reviewing sanctions imposed by the Fitness to Practice Panel of the GMC were summarized by Laws LJ (with whom Chadwick LJ and Sir Peter Gibson agreed), in the case of...

Hearing evidence in open court

Article 6 (3)(d) is an aspect of the right to fair trial guaranteed by Article 6 (1), which, in principle, requires that all evidence must be produced in the presence of the accused in a public hearin...

Hearsay evidence

A power to admit hearsay evidence in disciplinary proceedings is not necessarily incompatible with The European Convention on Human Rights. -- Article 6(3) of the Convention provides that ‘everyone ...

Impartiality

Article 6 requires a tribunal falling within its scope to be impartial. Impartiality normally denotes absence of prejudice or bias and its existence or otherwise can be tested in various ways. The Cou...

Impartiality and the European Convention

The existence of impartiality for the purposes of Article 6§1 of the European Convention of Human Rights must be determined according to a subjective test, that is on the basis of the personal convic...

Independence of investigator

In the case of SP v Secretary of State for Justice [2009] EWHC 13 (Admin) Pitchford J held that an examination of the independence of a person engaged to conduct an investigation under Article 2 of th...

Indicative Sanctions Guidance

The lack of indicative sanctions guidance for a disciplinary tribunal was impliedly criticized recently by Mrs Justice Nicola Davies when she said: ‘the SDT (Solicitors Disciplinary Tribunal) has no...

Insider dealing

IN THE COURT OF APPEAL -- CRIMINAL DIVISION -- 23RD JUNE 2009 -- R. v. McQUOID -- 1. The Court of Appeal have issued core sentencing guidelines for insider dealing cases and commented upon the policy ...

Insight and acceptance of culpability

Acceptance of culpability is not a condition precedent for insight. Karwal v General Medical Council [2011] EWHC 826 (Admin). -- In that case a doctor had been convicted by the FTTP of knowingly makin...

Inter-regulatory consultation

In deciding to cancel a referral to the Fitness to Practise committee of the General Medical Council of charges against a doctor the Council did not act unfairly in failing to notify the Singapore Med...

Interim proceedings

Article 6 in its civil “limb” applies only to proceedings determining civil rights or obligations. Not all interim measures determine such rights and obligations and the applicability of Article 6...

Interim suspension orders

General Medical Council v. Hiew [2007] 1 WLR 2007 -- 1. This case before the Court of Appeal considered the criteria for the exercise of the powers to extend interim suspension order made by the GMC�...

Interpreters

Interpreters have, not only to be competent linguists, they also have to have an appropriate level of understanding of the legal and administrative provisions in the context of which their services ar...

Interruptions from the tribunal

As the case of Michel v. The Queen (The Court of Appeal of Jersey) [2009] UKPC 41 demonstrates, even a legally qualified judge can sometimes be tempted to misuse his position by appearing to act as a ...

Judicial review

Judicial Review -- Lord Judge, the Lord Chief Justice of England and Wales, made a Direction with effect from 3 November 2008 transferring two classes of action for judicial review from the High Court...

Judicial review of contractual relationships

The existence of a contractual relationship is not inconsistent with judicial review. Per Stanley Burnton J in Mullins, R (on the application of) v The Jockey Club [2005] EWHC 2197 (Admin). Local auth...

Legal assessor

The role of the Justices’ Clerk in the magistrates’ courts is now dealt with in the Consolidated Criminal Practice Direction as follows: -- (V.55.3) -- It shall be the responsibility of the legal ...

Legal assessors

In R (Campbell) v GMC [2005] EWCA Civ. 250 the Court of Appeal affirmed Lord Hailsham's propositions in Libman v GMC [1972] AC 217 as governing the approach that any court should adopt to the role of ...

Legal assessors: Watson v General Medical Council [2005] EWHC 1896 (Admin)

The requirements of a fair trial are not necessarily infringed if the legal assessor retires with the tribunal; but the parties must be given an opportunity to make representations on the advice given...

Legal professional privilege

The ECJ has held that, to be protected by legal professional privilege, written communications must be exchanged with ‘an independent lawyer, that is to say one who is not bound to his client by a r...

Legal representation and the Human Rights Act

Where the effect of disciplinary proceedings can deprive an employee of the right to practise his or her profession, article 6 of the Human Rights Convention is engaged. If follows that he is entitled...

Legal representation in disciplinary proceedings

In the case of R (on the application of G) (Respondent) v The Governors of X School (Appellant) [2011] UKSC 30 a disciplinary hearing at a State school found a musical assistant guilty of gross miscon...

Legitimate expectations

THE LIMITS OF SUBSTANTIVE LEGITIMATE EXPECTATION IN DISCIPLINARY PROCEEDINGS -- R (ON THE APPLICATION OF PATRICK WOOD) –v- THE SECRETARY OF STATE FOR EDUCATION (SINGH J) -- Introduction -- 1. In thi...

Listed tribunals

A new statutory structure for certain statutory tribunals was created by Part I of the Tribunals, Courts and Enforcement Act 2007. It provides a unified structure for tribunals and recognised legally ...

Medical confidentiality and the public interest

‘Medical confidentiality is not an absolute right, but necessarily involves a balancing of competing public interests. The public interest in patient safety and welfare is an extremely important con...

Membership criteria

'... the same underlying principles (of suitability for membership) apply to conduct both pre-admission and post-admission. It would be irrational to hold that a different test applies where matters c...

Meritless complaints

Some regulatory bodies, such as the Scottish Law Society, are subject to a duty upon receiving a complaint against a solicitor is to to ‘determine whether or not the complaint is frivolous, vexatiou...

Misconduct

As to the meaning of misconduct and deficient professional performance, Jackson J addressed some aspects of these concepts in Calhaem v General Medical Council [2007] EWHC 2606 (Admin); [2008] LS Law ...

Necessary in a democratic society

‘(a) The test of “necessity in a democratic society” requires the Court to determine whether the interference corresponded to a pressing social need. The Contracting States have a certain margin...

Negligence as professional misconduct

After reviewing the authorities, Jackson J. summarized the law as follows: -- (1) Mere negligence does not constitute "misconduct" within the meaning of section 35C(2)(a) of the Medical Act 1983. Neve...

New evidence on appeal

The continuing importance of the Ladd v Marshall [1954] 1 WLR at 1489 principles and the overriding objective of the CPR were stressed by Silber J in the case of Muscat v Health Professions Council [2...

'Newton' hearings

‘As a general principle fairness demands that disputed issues which can substantially affect sanctions be resolved and be resolved in a procedurally fair manner, and that parties then be able to add...

Newton hearings

‘Procedurally, it is imperative that the Tribunal does not proceed to sanctioning before having decided upon and announced the basis of its findings on the substantive allegations. As a general prin...

Nursing homes

The statutory power of a registration authority (now contained in the Care Standards Act 2000) to seek an order of cancellation of the registration of a nursing home is designed to protect residents a...

Office of the Independent Adjudicator for Higher Education

Under the Higher Education Act 2004 the Office of the Independent Adjudicator for Higher Education (OIA) has been designated the body responsible for dealing with student complaints. The purpose of th...

Open hearings: Financial Services Ombudsman

By virtue of the Financial Services and Markets Act 2000, section 225 the Financial Ombudsman Service provides a service "under which … disputes may be resolved quickly and with minimum formality". ...

Personal mitigation

‘… the rules require the parties at one and the same stage in the proceedings to address the question, and if appropriate call evidence to enable the Committee to decide whether the level of culpa...

POVA List

R (on the application of Wright and others) v Secretary of State for Health and another [2007] EWCA Civ 99; [2008] 1 All ER 886 CA -- The Care Standards Act 2000 introduced a list for the protection o...

Press release concerning a disciplinary investigation

A power to do all such things as it may consider are conducive to securing the objectives of the accountants’ Joint Disciplinary Scheme was held to include a power in the Executive Committee to issu...

Private hearings

In the case of L v The Law Society [2008] EWCA Civ 811 it was held that: The existence of prior convictions, either spent or unspent, is not of itself sufficient to amount to an exceptional circumstan...

Private warnings and potential challenge by the Information Commissioner

There has been a recent decision of the Information Commissioner which impacts on the ability of the FSA and other regulators to resolve regulatory issues privately without the need to follow a public...

"Private warnings' no longer private?

An important decision of the Information Commissioner will potentially affect the practice of many disciplinary and regulatory bodies. -- A complainant requested the Financial Services Authority (FSA)...

Privilege and the regulator

The Court of Appeal has held that there is not to be implied into the scheme for the regulation of solicitors constituted by the Solicitors Act 1974 subordinate legislation and agreements made thereun...

Processing personal data

The purpose of section 7 of the Data Protection Act is to make the processing of personal data transparent, per Laddie J in Johnson v The Medical Defence Union Ltd [2004] EWHC 2509 (Ch).

Professional incompetence

Professional incompetence -- ‘The (Architects Act 1997) distinguishes between serious professional incompetence and unacceptable professional conduct. However, as must be obvious, there is a conside...

Project Management Institute

The Code of Ethics and Professional Conduct -- of the Project Management Institute can be found at: -- http://www.pmi.org/info/AP_PMICodeofEthics.pdf

Proportionality

The European doctrine of proportionality means that, ‘an official measure must not have any greater effect on private interests than is necessary for the attainment of its objective’: Konninlijke ...

Prosecutor's liability to costs

Held: a prosecuting authority’s immunity from a costs award made against it may violate Article 6(1) where it puts a party to civil proceedings at an undue disadvantage vis-à-vis the prosecuting au...

Protection of Vulnerable Adults

The House of Lords has held (reversing partly the decision of the Court of Appeal in R (on the application of Wright and others) v Secretary of State for Health and another [2007] EWCA Civ 99; [2008] ...

Psychiatric hospitals as public authorities

Psychiatric hospitals when exercising their powers of compulsory detention under the Mental Health Act 1983 are public authorities under the Human Rights Act: R (A) v Partnerships in Care Ltd [2002] E...

Public authority

The Society of Lloyds is not a public authority for the purposes of section 6 of the Human Rights Act 1998: Doll-Steinberg v Society of Lloyd’s [2002] EWHC 419 (Admin).

'Public authority': generous interpretation

Section 6 of the Human Rights Act 1998 is intended to give effective domestic protection to convention rights as defined in and scheduled to the 1998 Act. It is accordingly appropriate to give a gener...

Public hearings

The Institute of Chartered Accountants in England & Wales (ICAEW) agreed that its disciplinary hearings will be conducted in public from 1 January 2008. -- The move to open hearings will affect all ca...

Public hearings: the overarching principle

Held: the principle of an oral and public hearing was particularly important in the criminal context. The obligation to hold a hearing was not, however, absolute. There could be proceedings in which a...

Qualified privilege in reports

The defence of qualified privilege … is still in the process of development: Seaga v. Harper (Jamaica) [2008] UKPC 9, in which it was said that the decision in Reynolds v. Times Newspapers Ltd and O...

Reasons

‘… in straightforward cases, setting out the facts to be proved (as is the present practice of the GMC) and finding them proved or not proved will generally be sufficient both to demonstrate to th...

Regulatory and enforcement sanctions Act

THE REGULATORY ENFORCEMENT AND SANCTIONS ACT 2008 – SUMMARY OF PROVISIONS -- 1. The Regulatory Enforcement and Sanctions Act 2008 is designed to provide more consistent enforcement of regulations ac...

Regulatory conditions

Regulatory conditions are imposed under sections 9 to 18 of the 1974 Act where they are necessary in the interests of the public and the reputation of the profession. They must not only be necessary b...

Relevance to order of facts admitted but not charged

An osteopath found guilty of found guilty of unacceptable professional conduct could not complain when the tribunal in arriving at its order took into account his admission that he had treated the pat...

Reliance on sentencing precedents

The case of Shah v General Pharmaceutical Council (formerly Royal Pharmaceutical Society of Great Britain) [2011] EWHC 73 (Admin) underlines the dangers of relying uncritically on earlier decisions. I...

Retrospection

For an instance of the retrospective application of disciplinary proceedings to events which came to light only after registration see the case of Lewis, R (On The Application Of) v Prosthetists & Ort...

Retrospective legislation

Held: a statute of 1994 which laid down a stricter punishment for those convicted of a serious offence that had a previous conviction for a serious offence (even one committed prior to 1994) did not o...

Sanctions for solicitors

Guidance on the imposition of sanctions on solicitors was recently given by the High Court. -- ‘In Nahal v The Law Society [2003] EWHC 2186 Admin, Dyson LJ considered the effect of the Human Rights ...

SDT Appeals

The legal principles that apply on an appeal under section 49 of the Solicitors Act 1974 were most recently summarised by Cranston J in Levy v Solicitors Regulation Authority 2011EWHC740: -- 
"19. A...

Section 29 appeals

The approach to appeals under Section 29 of the National Health Service Reform and Health Care Professions Act 2002 was laid down by the Court of Appeal in the case of Ruscillo v The Council for the R...

Serious professional misconduct

Lord Justrice Clark in the Scottish Court of Session gave the following helpful summary of the meaning of the terms, ‘misconduct’ and ‘serious professional misconduct’ in the case of Mallon v ...

Solicitor's Regulation Authority

Privilege and absolute immunity extend to proceedings before the Solicitors Regulation Authority. They are not limited to things which are actually said or done in proceedings before the Solicitors Di...

Solicitor's Regulatory Authority

SRA OUTCOMES FOCUSED REGULATION - TRANSFORMING THE SRA’S REGULATION OF LEGAL SERVICES -- 1. In a recent announcement (30th April 2010) the SRA notified an intention of consulting on the transformati...

Solicitors Disciplinary Rules

The Solicitors (Disciplinary Proceedings) Rules 2007 came into force on 14 January 2008.

Sporting bodies


"I think that the courts must be slow to allow an implied obligation to be fair to be used as a means of bringing before the court for review honest decisions of bodies exercising jurisdiction over...

SRA Code of Conduct

Outcomes Focused Regulation (“OFR”) and the SRA Code of Conduct 2011 -- On 6 October 2011 the Solicitors Regulation Authority (“SRA”) launched the new SRA Handbook. The Handbook is now the com...

Standard of Proof

The law has drawn a clear distinction between probability as it applies to past facts and probability as it applies to future predictions. Past facts must be proved to have happened on the balance of ...

Teaching Council Rule

'I cannot see any reason why, in these circumstances, a breach of the Rules, a failure by the Council to observe the Rules, which it has publicly proclaimed as the basis upon which it, a public body, ...

The Bolton principles

The statements of principle set out by the Master of the Rolls in Bolton v The Law Society [1994] 2 All ER 286 remain good law, subject to this qualification. In applying the Bolton principles the Sol...

The 'complete control' principle

"Where the plaintiff belongs to a class which either is or ought to be within the contemplation of the defendant and the defendant by reason of his involvement in an activity which gives him a measure...

The composition of disciplinary tribunals

A recent decision of the Court of Appeal is of considerable significance as to the composition of professional disciplinary tribunals. -- In the case of Kaur, R (on the application of) v Institute of ...

The confidentiality of disciplinary proceedings

In the case of Napier & Anor v Pressdram Ltd [2009] EWCA Civ 443 the Court of Appeal dismissed an appeal against a refusal to grant an injunction preventing Private Eye from publishing information con...

The European Convention and disciplinary proceedings

Article 6 of the European Convention applies to disciplinary proceedings only in exceptional circumstances: Puri, R (on the application of) v Bradford Teaching Hospitals NHS Foundation Trust [2011] EW...

The Fitness to Practise Panel of the GMC

The following comments of Sales J in the case of Yeong v General Medical Council [2009] EWHC 1923 (Admin) helpfully clarify the change in approach of the new legislation. -- ‘The regime based on imp...

The form of medical appeals

The Privy Council laid down the proper approach to appeals from medical practitioners in as follows: -- ‘(Veterinary) practitioners have a statutory right of appeal to the Board under section 40 of ...

The independence of legal assessors

Many disciplinary and regulatory tribunals in this country comprise or include lay members and it is normal practice for such tribunals to have the assistance of a legal assessor. The legal assessor i...

The independence of the prosecutor

The European Convention on Human Rights would not appear to require any degree of independence on the part of the prosecutor: Haase, R (on the application of) v Independent Adjudicator & Ors [2007] EW...

The need for evidence in adversarial proceedings

Held: one of the elements of a fair hearing in criminal proceedings was the right to adversarial proceedings. Each party had to have the opportunity not only to make known any evidence needed for his ...

The overriding objective of a fair trial

It is suggested that the following dictum of Treacy J in Robinson v Abergavenny Magistrates' Court [2007] EWHC 2005 (Admin) should be regarded as of equal application to disciplinary proceedings, exce...

The power of the FSA to prosecute

ROLLINS, R. v. [2009] EWCA CRIM. 1941 -- CASE NOTE -- 1. The Court of Appeal has held that the FSA are able to bring private prosecutions under the Proceeds of Crime Act 2002 (POCA). -- 2. Two Defenda...

The right to cross examine

In the case of Bonhoeffer, R (on the application of) v General Medical Council [2011] EWHC 1585 (Admin) Stadlen J, giving the opinion of the Court said: -- iii) In proceedings other than criminal proc...

The right to cross-examine

An eminent consultant paediatric cardiologist of international repute was charged by the GMC with serious sexual misconduct whilst undertaking work in Kenya. -- The doctor had never been arrested or i...

The right to free expression and judicial independence

The European Court of Human Rights held that a judge of the Moscow City Court had been wrongly dismissed from office by the High Judiciary Qualification Panel when she publicly criticized the impartia...

The role of the PPC

The following statement was approved by Burton J in Woods v GMC [2002] EWHC 1484: ‘In conduct cases the PPC's task is to decide whether, in its opinion, there is a real prospect of serious professio...

The status of guidance

‘I appreciate that the Guidance is just that - guidance, not a list of mandatory requirements, but it will almost invariably be the appropriate starting point from which a departure may, or may not ...

'The Twinsectra test'

In the case of Twinsectra Ltd v Yardley [2002] 2 AC 164 Lord Hutton said that ‘(Their) Lordships should state that dishonesty requires knowledge by the defendant that what he was doing would be rega...

The use of sanctions

Sir Thomas Bingham’s approach to the use of sanctions has been applied in relation to other professions (see Tait v. The Royal College of Veterinary Surgeons [2003] UKPC 34; Archbold v. The Royal Co...

Trial within a reasonable time

So far as the Convention right to a fair and public hearing within a reasonable time is concerned, the reasonableness of the length of proceedings is to be assessed in the light of the particular circ...

Tribunal 'established by law'

The EctHR has held that the object of the term “established by law” in Article 6 of the Convention is to ensure “that the judicial organisation in a democratic society does not depend on the dis...

Unnecessary advice

Tribunals should beware of giving unnecessary advice or rulings. In the case of Office of Communications T-Mobile (UK) Ltd v Floe Telecom Ltd [2009] EWCA Civ 47 Mummery LJ observed: -- ‘Specialist t...

Unreasonable delay

There is nothing in Article 6 of the ECHR to prevent a continuation of delayed proceedings, even if they have not been concluded within a reasonable time, so long as the fairness of the trial has not ...

Vagueness in charge

‘In my judgment, duplicity is not a basis for interfering with a disciplinary finding ..., although of course it may be relevant to the fairness of the proceedings and to the ultimate penalty if cha...

Voluntary regulation of complementary medicine

A new regulatory body called The Complementary and Natural Healthcare Council is due to launch in April 2008. -- For information contact Natasha Finlayson, Communications Director, The Prince’s Foun...

Warning letters

A warning letter issued by a regulatory body must convey to its recipient why it was considered necessary and, where that involves resolving factual dispute between the practitioner and the patient wh...

When should a disciplinary investigation be stayed pending civil proceedings?

As Stanley Burnton J. Observed in the case of Land & Ors, R (on the application of) v Executive Counsel of the Joint Disciplinary Scheme [2002] EWHC 2086 (Admin): -- ‘The Divisional Court in R v Cha...

Whistle blowers

‘(I)n each of the instances identified in the six subsections (of section 43B(1) of the Employment Rights Act 1996, as inserted), the whistle-blower has to establish a reasonable belief that the inf...

Without prejudice communications

‘The exception to the rule governing without prejudice communications has at its heart an abuse of a privileged occasion. Moreover, it is an exemption which will rarely be found to be applicable. Th...