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This site is based on Disciplinary and Regulatory Proceedings, 4th Edition.

Solicitors Disciplinary Tribunal

(See also Office for the Supervision of Solicitors)
Website http://www.solicitorstribunal.org.uk/
Tribunal rules The Legal Aid in Civil Proceedings (Remuneration) Regulations 1994, SI 1994/228
Code of Standards, etc Guide to the Professional Conduct of Solicitors
Grounds for disciplinary proceedings Breach of rules
Conduct unbefitting a solicitor
Pre-trial hearing? Not usually
Discovery of documents? Yes
Pleadings? Yes
Tribunal The Solicitors Disciplinary Tribunal
Address The Clerk to the Solicitors
Disciplinary Tribunal, 3rd floor
Gate House, 1 Farringdon Street, London EC4M 7NS
Legally qualified chairman? Yes (usually), and 2 legally qualified members
Tribunal includes lay element? Yes
Tribunal has legal assessor/clerk? Yes
Evidence heard on oath? Yes
Prosecution conducted in name of The Law Society
Prosecution usually conducted by An external solicitor or barrister
Judicial rules of evidence apply? In modified form, as per internal rules
Standard of proof The highest civil standard
Maximum fine 5,000 per allegation
Costs against prosecutor? Yes
Power to order compensation? No
Proceedings open to public? Yes
Reasons given for decisions? Yes
Published sentencing guidelines No
Where are decisions reported? Law Society Gazette and London Gazette
Alternative to full disciplinary proceedings? None
Ombudsman No
Appellate tribunal Divisional Court (Master of Rolls in restoration cases)
Is right of appeal limited? No
Costs against prosecutor? As in Divisional Court
Right of appeal to prosecutor? Yes


Categories: Examples of disciplinary codes, Legal profession